Complaints Management Policy

Policy Objective

RC Brown Capital is committed to fair and transparent complaint resolution in line with SEC Rules.

Submission of Compliance

Channels:

Complaints may be submitted via:

• Online portal

• Written correspondence

• In-person meetings

• Telephone or email service

Acknowledgement

Complaints must be acknowledged within 24 hours.

Investigation

Complaints shall be reviewed by the Compliance Department.

Resolution

The Company aims to resolve complaints within 7-14 business days.

Escalation

Where unresolved, complainants may escalate to the Securities and Exchange Commission of Nigeria.

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