Communication Policy

Purpose

The Policy outlines how RC Brown Capital communicates product information to ensure accuracy, transparency, and regulatory compliance.

Scope

Applies to:

• Investment proposals

• Performance reports

• Marketing materials

• Client statements

• Press releases

• Social media

Communication Principal

Accuracy:

All communications must be factual and not misleading.

Regulatory Compliance:

• All investment marketing must comply with SEC Rules and NAICOM Guidelines

• Disclosures of risks, fees and terms

• Advertising performance returns

Performance Disclosure

All performance data must include material disclaimers to provide clarity regarding historical returns and their relevance (or irrelevance) to guaranteed future returns.

Record Keeping